Financial Supervisory Service Publishes Casebook on Unfair Trading in Capital Markets View original image


[Asia Economy Reporter Ji-hwan Park] The Financial Supervisory Service (FSS) has published a casebook analyzing precedents related to unfair trading in the capital market and corporate disclosures.


The FSS announced on the 5th that it has published a casebook consisting of two volumes: one on unfair trading and the other on corporate disclosures.


The unfair trading volume contains a total of 389 precedents. It includes newly added precedents on emerging types of unfair trading cases such as no-capital M&A through false or exaggerated disclosures, and front-running using securities broadcasts, which have been increasing recently.


The corporate disclosure volume contains a total of 274 precedents, covering cases by disclosure type such as issuance, distribution, and shareholding, as well as precedents related to key issues in imposing fines, including intentionality and gross negligence recognition.



The FSS plans to distribute this casebook to related institutions involved in unfair trading in the capital market, such as courts, prosecutors, the Financial Services Commission, and stock exchanges. It will also be posted on the Securities Unfair Trading Reporting Center and the electronic disclosure system.


This content was produced with the assistance of AI translation services.

© The Asia Business Daily(www.asiae.co.kr). All rights reserved.

Today’s Briefing