Deloitte Anjin Holds Briefing on Accountability Structure Chart for Investment Advisory Firms

Jointly Hosted with Hana Fund Service

Deloitte Anjin LLC held a briefing session for investment advisory firms ahead of the introduction of the Accountability Structure Chart for investment advisory firms scheduled for July.

On May 11, Deloitte Anjin announced the successful completion of the "Investment Advisory Firm Accountability Structure Briefing," which was jointly hosted with Hana Fund Service. The event took place at Deloitte Anjin's office in IFC, Yeouido, Seoul, and was aimed at investment advisory firms that are considering or planning consulting services in response to the revised Corporate Governance Act, which mandates the adoption of an accountability structure chart for all financial companies. Approximately 100 participants, including CEOs of investment advisory firms and related practical staff, attended both online and offline.

First, Sunho Kim, Leader of the Accountability Structure Support Center at Deloitte Anjin, presented detailed implementation plans for introducing the accountability structure chart tailored to investment advisory firms with small teams. Next, Hyejin Kim, Head of Hana Fund Service, explained specific application strategies such as the establishment of management systems and demonstrated the system.

Deloitte Anjin held a "Investment Advisory Firm Accountability Structure Briefing" on the 7th for about 100 people, including CEOs of investment advisory firms and related practitioners. Deloitte Anjin

Hongki Min, Head of the Financial Services Industry (One FSI) Group at Deloitte Anjin, stated, "With the revision of the Corporate Governance Act, all financial companies are now required to adopt an accountability structure chart, which has placed a significant burden on investment advisory firms operating with small teams. As it is crucial to design and operate an accountability structure chart suitable for each firm's organization and personnel structure, we will continue to provide practical and feasible support to help investment advisory firms effectively respond to regulatory changes, taking this briefing as an opportunity."

Deoksoon Kim, CEO of Hana Fund Service, commented, "The recent financial market has faced critical challenges in ensuring reliability and transparency amid rapidly changing regulatory environments and complex risk management demands. The accountability structure chart will serve as a core foundation not only for regulatory compliance but also for establishing a clear responsibility framework and enhancing internal controls within organizations."

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