Daishin Securities: "Former Employee Suspected of Capital Markets Act Violations... Criminal Complaint Filed and Cooperating with Investigation"

Daishin Securities announced on the 24th that it had completed filing a criminal complaint last year against former employee A, who is suspected of violating the Capital Markets Act, and that it is faithfully cooperating with the ongoing investigation by the authorities.

Daishin Securities headquarters.

According to Daishin Securities, the company began an internal audit in June last year, immediately after becoming aware of the related suspicions, and, based on the findings of its internal investigation, filed a criminal complaint with the police against A. A severe disciplinary action was also taken at the company level.

It is known that A is under investigation by the authorities in the first half of 2025 on charges related to violations of the Capital Markets Act, the Real Name Financial Transactions Act, and the Electronic Financial Transactions Act. A resigned at the end of last year.

A Daishin Securities official said, "We are responding to illegal acts under a zero-tolerance policy and are faithfully cooperating with investigations by the relevant authorities."

This content was produced with the assistance of AI translation services.