LS Securities Holds 'Compliance Pledge Signing Ceremony'... "Internal Controls and Risk Management"

by Lim Chunhan

Published 14 Apr.2026 10:44(KST)

LS Securities announced on April 14 that it held a company-wide 'Compliance Pledge Signing Ceremony' to reinforce strict internal controls and compliance management.

On the 13th, executives and employees, including Hong Wonsik, CEO of LS Securities (fifth from the left in the front row), are taking a commemorative photo at the 'Compliance Pledge Signing Ceremony' held at the LS Securities headquarters in Yeouido, Seoul. LS Securities

During the event, key executives, including Hong Wonsik, CEO of LS Securities, personally signed the pledge, reaffirming their commitment to ethical management by setting an example. CEO Hong stated, "Internal controls and risk management are core values that all employees must consistently keep in mind," adding, "Through this ceremony, I hope all employees will once again reflect on their compliance responsibilities and commitment, and do their utmost in their respective roles so that LS Securities can be recognized as the leading securities firm in ethical management."

The pledge includes commitments such as complying with internal control standards and related regulations, fulfilling the duty of care as a prudent manager, prohibiting unlawful and non-compliant conduct, and refraining from using or providing information beyond the scope of authorized purposes, all aimed at strengthening ethical awareness.

LS Securities plans to use this event as an opportunity to further enhance its internal control capabilities and improve related systems in order to eliminate any blind spots in oversight. The company also intends to continuously implement inspection and training activities to prevent violations in advance and to raise employees' ethical awareness.